Authors: Montiel, E; Jelicic, V; Ha, J; Mahabadi, O; Lisjak, A; Hormazabal, E

Open access courtesy of:

DOI https://doi.org/10.36487/ACG_repo/2645_09

Cite As:
Montiel, E, Jelicic, V, Ha, J, Mahabadi, O, Lisjak, A & Hormazabal, E 2026, 'Discontinuity persistence as a key variable in caving: a three-dimensional numerical evaluation for a sublevel caving method', in A van As, D Cumming-Potvin & J Wesseloo (eds), Caving 2026: Proceedings of the Sixth International Conference on Block and Sublevel Caving, Australian Centre for Geomechanics, Perth, pp. 1-13, https://doi.org/10.36487/ACG_repo/2645_09

Download citation as:   ris   bibtex   endnote   text   Zotero


Abstract:
Discontinuity persistence influences and, in some cases, controls the strength and anisotropic behaviour of rock masses. In the context of caving methods, it affects deformation mechanisms, the direction of the caving propagation, and the geometry of the subsidence, while also participating in the release of energy, establishing a direct link with induced seismicity. Current geotechnical sampling techniques limit the quantification of discontinuity persistence, particularly in complex geological environments accessed primarily through a limited number of drillholes. This introduces inherent biases of structural recognition at depth, resulting in a truncated representation of persistence at the caving scale and directly affecting the conclusions of caveability analyses used for design. This paper presents a numerical comparative study in which discontinuity persistence is identified as a key variable in sublevel caving, starting with an evaluation of the extraction footprint based on Laubscher’s theoretical criteria, whose results revealed limitations in capturing the role of persistence in caving propagation. The analysis presents a comparative numerical modelling approach, incorporating continuum (finite difference method [FDM]), discontinuum (distinct element method [DEM]), and hybrid models (finite–discrete element method [FDEM]), with the objective of assessing the limitations inherent to each approach and advancing towards a more consistent representation of the process (including discrete fracture network). Numerical results obtained from the discontinuum and hybrid approaches (DEM and FDEM) showed that discontinuity persistence, even under conditions of uncertainty, significantly controls caving propagation. This observation can only be made by explicitly capturing the connectivity and failure mechanisms associated with discontinuity features that are not adequately represented by simplified theoretical or purely continuumbased approaches. The results presented in this paper confirm the need to consider discontinuity persistence not only as a theoretical concept, but as a practical input in the design of caving operations, particularly in scenarios where available structural information is limited and/or incomplete.

Keywords: sublevel caving, three-dimensional modelling, discontinuity persistence, discrete fracture network

References:
Alejano, LR 2024, ‘Rock mass classification systems: a useful rock mechanics tool, often misused’, Rock Mechanics and Rock Engineering, vol. 58, no. 10, pp. 11147–11167.
Álvarez, C, Gómez, P, Orrego, C & López, S 2020, ‘Calibration of structurally controlled caving propagation using 3DEC. The Esmeralda Block 1 case study’, in R Castro, F Báez & K Suzuki (eds), MassMin 2020: Proceedings of the Eighth International Conference & Exhibition on Mass Mining, University of Chile, Santiago, pp. 418–427, 
Brown, ET 2003, Block Caving Geomechanics, 1st edn, Julius Kruttschnitt Mineral Research Centre, The University of Queensland, Brisbane.
Cumming-Potvin, D, Wesseloo, J, Jacobsz, SW & Kearsley, E 2018, ‘A re-evaluation of the conceptual model of caving mechanics’, in Y Potvin & J Jakubec (eds), Caving 2018: Proceedings of the Fourth International Symposium on Block and Sublevel Caving, Australian Centre for Geomechanics, Perth, pp. 179–190, 
Erharter, GH & Elmo, D 2025, ‘Is complexity the answer to the continuum vs. discontinuum question in rock engineering?’, Rock Mechanics and Rock Engineering, vol. 58, pp. 12695–12713,
Flores, G & Karzulovic, A 2003, Geotechnical Guidelines for a Transition from Open Pit to Underground Mining: Geotechnical Guidelines, Caving Propagation, report to International Caving Study II, July.
Geomechanica Inc. 2024, Irazu 3D Geomechanical Simulation Software, computer software, version 6.2, Toronto.
Goodman, RE & Shi, GH 1985, Block Theory and Its Application to Rock Engineering, Prentice-Hall Inc., Englewood Cliffs.
Hormazabal, E, Villegas, F, Rovira, F & Carranza-Torres, C 2010, ‘Geomechanical evaluation of macro-block caving options using 3D numerical modelling at Chuquicamata underground project in Chile’, in Y Potvin (ed.), Caving 2010: Proceedings of the Second International Symposium on Block and Sublevel Caving, Australian Centre for Geomechanics, Perth, pp. 469–482,
Hormazabal, E, Alvarez, R, Russo, A & Acevedo, D 2018, ‘Influence of the undercut height on the behaviour of pillars at the extraction level in block and panel caving operations’, in Y Potvin & J Jakubec (eds), Caving 2018: Proceedings of the Fourth International Symposium on Block and Sublevel Caving, Australian Centre for Geomechanics, Perth, pp. 351–362, 
ACG_rep/1815_24_Alvarez
Itasca Consulting Group Inc. 2022a, FLAC3D: Continuum Modelling for Geomechanics in 3D, computer software, version 7.00.152, Minneapolis.
Itasca Consulting Group Inc. 2022b, 3DEC: Distinct-Element Modelling of Jointed and Blocky Material in 3D, computer software, version 5.20.293, Minneapolis.
Karzulovic, A 1998, Block Theory Applied to Underground and Open Pit Mining, course notes (in Spanish), University of Chile, Santiago.
Karzulovic, A 1999, Caving Propagation Assessment using Block Theory (in Spanish), technical report submitted to El Teniente Division, Codelco.
Karzulovic, A, Cavieres, P & Pardo, C 1999, ‘Caving subsidence at El Teniente mine’ (in Spanish), Proceedings Symposium on Mining Engineering, SIMIN 99, University of Santiago, Santiago.
Laubscher, DH 2001, ‘Cave mining – the state of the art’, in WA Hustrulid and RL Bullock (eds.), Underground Mining Methods: Engineering Fundamentals and International Case Histories, Society for Mining, Metallurgy and Exploration, Littleton, pp. 455–463.
Li, Y & Bahrani, N 2024, ‘Investigating the influence of joint persistence on pillar strength using the hybrid finite-discrete element method’, in F Duhaime & D Verret (eds), GeoMontréal 2024: 77th Canadian Geotechnical Conference, Canadian Geotechnical Society, Montreal.
Maldonado, C, Katsaga, T & Li, H 2024, ‘Numerical model calibration of fault properties using seismic moment for a deep underground mine’, in P Andrieux & D Cumming-Potvin (eds), Deep Mining 2024: Proceedings of the 10th International Conference on Deep and High Stress Mining, Australian Centre for Geomechanics, Perth, pp. 757–766, 
ACG_repo/2465_47
Mauldon, M & Dershowitz, WS 2000, ‘A multi-dimensional system of fracture abundance’, Geological Society of America Annual Meeting: Abstracts with Programs, vol. 32, issue 7.
Montiel, E, Blondel, M, Soberanis, J, Rubio, E & Hormazabal, E 2022, ‘Using DFN logic in open pit stability analysis applications for calibration and predictive calculation including defined persistence discontinuities’, 3rd International Discrete Fracture Network Engineering Conference, American Rock Mechanics Association, Eaton,
Russo, A & Ramirez, C 2023, ‘Criteria for the definition and characterisation of geotechnical units in a rock mass’, in K Suzuki, J Jarufe, M Silva & A Villouta (eds), First Chilean Congress of Rock Mechanics, Santiago, pp. 281–290.
Severin, J, Eberhardt, E & Woo, KO 2010, ‘Influence of major fault zones on 3D ground deformations caused by open pit block cave interactions’, in Y Potvin (ed.), Caving 2010: Proceedings of the Second International Symposium on Block and Sublevel Caving, Australian Centre for Geomechanics, Perth, pp. 455–468, 
Shang, J, West, LJ, Hencher, SR & Zhao, Z 2018, ‘Geological discontinuity persistence: Implications and quantification’, Engineering Geology, vol. 241, pp. 41–54,
Wang, X 2005, Stereological Interpretation of Rock Fracture Traces on Borehole Walls and Other Cylindrical Surfaces, PhD thesis, Virginia Polytechnic Institute and State University, Blacksburg.




© Copyright 2026, Australian Centre for Geomechanics (ACG), The University of Western Australia. All rights reserved.
View copyright/legal information
Please direct any queries or error reports to repository-acg@uwa.edu.au